Bangkok--6 Jun--SEC
To streamline business operators’ practices for greater flexibility, consistency and comprehensiveness, the SEC is planning to incorporate the rules for both securities and derivatives business operators concerning the standards of business conduct, management structure, operating system and services they provide.
In this connection, the SEC will revise the rules governing solicitation or providing services for clients, information disclosure, advisory service, information or report filing with the SEC, prevention and management of conflicts of interest, and services provided by other business operators, such as banks.
The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and interested public are welcome to submit comments through the website, facsimile number 0-2695-9763 or email:
[email protected] until June 13, 2013.